business reputation, financial status, business operation or its clients; (3) having a reasonable ground to believe that there is or was [i] a lack of loyalty or practice on code of conduct affecting the
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
consolidated in the second quarter of 2019. The funds are from the working capital of the company or the loan from financial institution. After the transaction, the target companies will have the status as the
shareholder or controlling person, unless the foregoing status has ended for at least two years prior to the date of filing the application with the SEC Office. In this regard, such prohibited characteristics
, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one, clarify the reason(s) and the background of such asset acquisition
business, clarify the nature of the business to be invested, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one
and exchange or the notifications issued by virtue of such law which may affect the confidence in the financial advisory service or securities business in general or may affect the reputation, status
approval for an offer for sale of debt securities under this Notification shall have the following status and shall have complied with the rules, conditions and procedures specified in this Notification. In
basis of commercial negotiation and without any dependent interest resulted from the status of the director, executive or related person, as the case may be, provided further that the said commercial