operation of the company in a significant manner, whether as a result of being a shareholder or authorized under an agreement or any other matter, especially a person falling under any of the following
) transfer of assets whereby the agent to collect and receive payments of debts has been changed by the operation of law governing merger of business of such person. In cases where the original payee has acted
payments of debts incurred; (2) transfer of assets whereby the agent to collect and receive payments of debts has been changed by the operation of law governing merger of business of such person. In cases
classification of units (if any); (3) a statement indicating whether or not the units are redeemable and if so, the rights, conditions and procedure of which shall be clearly specified; (4) the amount of the
required to show that the relevant low carbon assets operate in accordance with relevant national environmental laws and regulations (clause 4 of the Climate Bond Standard). Environmental Impact Assessments
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
increased loan for the business operation of the UE Group Companies (as defined in (1) below) only (the “Entire Business Transfer” or the “Entire Business Transfer Transaction”). The assets and liabilities of
investment units, or suspension of accepting of purchase or redemption orders, together with reasons, and submit an operation plan for the open-end fund to the SEC Office; (3) in cases where the mutual fund
spent insufficient time to review each work paper when compare with the total time spent on reviewing the whole engagement. Furthermore, there was unclear policy and procedure regarding file archiving