providing custodial service; (2) To require the digital asset business operator who performs safekeeping of clients’ digital assets to function as a digital asset wallet provider and provide
are no longer necessary or to revise the methods for preparing and submitting information. Such new regulations aim to reduce burdens and provide more convenience for the private sector while ensuring
is updated and accurate when it appears that the client’s information is inaccurate or misleading. In addition, before providing services, digital asset business operators are required to provide
responsible entity to oversee the matter to ensure that they can provide services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business
? - If appropriate, provide metrics considered in investment decisions and monitoring. Asset managers: - Where data available, provide weighted average carbon intensity for each product or investment
throughout the term of the bonds. 4.3 There is no ground to suspect that the lead regulator of the capital market of the country wherein the issuer is established is unable to provide an assistance to the SEC
the country wherein the issuer is established is unable to provide an assistance to the SEC Office. 7. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint
Company Assessment?. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the third SEC Working Papers Forum, organized under the MoU with four leading business schools aiming to provide a platform
adopt standard codes of ethics and provide quality services for clients? best interest,? Mr. Rapee concluded. The Strategic Plan 2018-2020 focuses on development in five key areas as follows: 1. Wealth
the center or network in the manner as specified in the notification of the SEC. Digital asset broker means a person who provides services or holds itself out to the public as available to provide