from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
e-service Online Submission See canceled document Derivatives Agent >> Branch Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
Following the tips from various sources to SEC, several investment solicitations have been found via online channels such as websites, Facebook and YouTube regarding the products that may be liable
publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by
knowledge-building activities were conducted in various formats, including academic seminar, production of financial and investment knowledge materials for online dissemination, event organization for the
knowledge-building activities were conducted in various formats, including academic seminar, production of financial and investment knowledge materials for online dissemination, event organization for the
ความสะดวกของระบบงานที่เกี่ยวข้อง (เช่น ช่องทางการจ่ายเงินเข้ากองทุน ความรวดเร็วในการได้รับ เงินออกจากกองทุน งานทะเบียนสมาชิก และ online service เช่น การเปลี่ยนนโยบายการลงทุน การตรวจสอบยอดเงิน ฯลฯ) 6. ค่า
online systems. and the company still has foreign exchange gains compared to US dollars. (Which is the main trading currency of the company) Cost of Sales for Q2 / 2020 and Q2 / 2019 was 400.98 million
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities