; · Thai AMC should submit the application for establishment of mutual fund via the SEC’s Online Fund Approval and Management System (OFAM) together with all the necessary documents in support of the
necessary documents in support of the application for approval of establishment of a feeder fund, in line with the normal practice. The SEC will not proceed with the application if no SFC Eligibility
required? If yes, please describe. 11 Does the firm's policies and procedures include the determination of the engagement team’s: • understanding of, and practical experience with, engagements of a similar
ASEAN Audit Regulators Group meeting. High-quality financial reports are significant in cultivating trust in the capital market. To that end, auditors play an essential role in auditing and expressing
approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
offer for sale of equity instruments, debt instruments, and derivative warrants; 2. Related party transactions (RPT) of the listed company that are required to obtain approval from the shareholders, and
complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559. In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that
complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559 . In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that
essential relevant documents. The Committee can also seek independent opinions from professional consultants as it deems necessary, at the expense of the company. The Audit Committee shall perform its duties