ลาศโอฬาร (ต้ังแต่ 16 พ.ค. 62) นายณพัฒน์ ศรีวรพงษ์พันธ์ (ต้ังแต่ 1 ก.พ. 65) กองทุนเปิด ทิสโก้ หุ้นไทย Well-being TISCO Thai Well-being Equity Fund ชนิดผู้ลงทุนท่ัวไป TISCOWB-A A หนังสือชี้ชวนส่วนสรุปข้อ

person” means deputy manager, assistant manager, head of department, [and] branch manager, including a person occupies in a position being similar to those positions, by whatever name called, who is

following qualifications: (1) Being executive of a securities company. This shall be limited to only one person for each securities company; or (2) Being mutual fund manager or private fund manager. Clause 6

and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose

supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity;  (12) has been revoked the business undertaking by the Thai or foreign

” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in

being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at least once at

futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at

with the derivatives broker. (Translation) 4. Risk from futures position being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives

securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal