LIMITED S N C FORMER PUBLIC COMPANY LIMITED S P V I PUBLIC COMPANY LIMITED S PRIME GROWTH LEASEHOLD REAL ESTATE INVESTMENT TRUST S&J INTERNATIONAL ENTERPRISES PUBLIC COMPANY LIMITED S&P SYNDICATE PUBLIC
former customer; (3) implementing any other act as prescribed by the Office. Clause 6.9 In giving advice, the investment advisory company shall comply with the rule prescribed by the Office and shall
clients. 23The securities company must perform know your client (KYC) procedure continuously. This can be done by keeping client’s information, beneficial owner and controlling person up-to-date, as well as
controlling person of securities trading, as well as client financial status and their ability to pay debt client. As for the former clients which the securities company do not possess such information or
GROUP PUBLIC COMPANY LIMITED S HOTELS AND RESORTS PUBLIC COMPANY LIMITED S N C FORMER PUBLIC COMPANY LIMITED S P V I PUBLIC COMPANY LIMITED S PRIME GROWTH LEASEHOLD REAL ESTATE INVESTMENT TRUST S&J