effectively with Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the
Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the same standard, the
relation to the undertaking of derivatives businesses without license, the offering of listed companies' secur i t ies and share pr ice manipulation. The SEC Help Center can be reached by telephone at (66
Minister in charge of the enforcement of this Act. SECTION 4/1.( The SEC shall have the power to determine the undertaking of business in any manner is not a securities business under this Act. SECTION 5.4
Minister in charge of the enforcement of this Act. SECTION 4/1. The SEC shall have the power to determine the undertaking of business in any manner is not a securities business under this Act. SECTION 5.4
business payable and derivatives business payables means company encumbrance from undertaking the securities business and derivatives business affected to the third person, namely net balance account of
account of creditor of derivatives clearing house. 15. Securities business payable and derivatives business payables means company encumbrance from undertaking the securities business and derivatives
asset trustee undertakes trustee business under the Notification of the Securities and Exchange Commission Re: Regulations on Application and Approval for Undertaking Trustee Business, the duties and
2 0 0 6 21 Whom and How We Regulate Whom How Licensed/approved corporations and individuals undertaking securities businesses, derivatives businesses, or related activities/services as follows: ë