account of the customer. SECTION 37. In cases where a court orders to accept a customer’s petition for business reorganization or orders the receivership of a customer in a bankruptcy case, the official

account of the customer. SECTION 37. In cases where a court orders to accept a customer’s petition for business reorganization or orders the receivership of a customer in a bankruptcy case, the official

family member and close family member should be clearly specified. The firm should also circulate the policies and procedures for the personnel at all levels to acknowledge and accept; - Establish a method