work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
licenses as trading centers, brokerage firms or traders for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared
firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to
, services but on the other hand more sells electricity and heat energy Revenue from project work of 145.40 Million Baht. The company has 166.80 Million Baht decreased or 53.43 percent when compared to the
equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on
million Baht (107%) from Q3/2017. Main course items are from increasing of cost of contract work, selling and administration expenses, and on foreign exchange rates. The changings are as follow: - Cost of
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
responsible for the important work systems resigned ? affected the readiness of the company's important work systems. Subsequently, the company failed to meet the standards on work systems. For example, the
minimum number of businesses and the nature of the businesses for which the auditors perform audit work and affix signature on the auditor’s report from at least three businesses to at least two