following additional conditions for ICO portal recognition? An ICO portal shall: 4.1) have a system to test retail investor’s suitability and investment knowledge on ICO before retail investor commits to an
เป็นได้ อย่ำงไรก็ดี คนขำยยังคงมีหน้ำที่ในกำรให้ข้อมูลที่มีกำรเปลี่ยนแปลง และมีผลต่อกำรตัดสินใจของผู้ลงทุน เช่น พอร์ตกำรลงทุน material event เป็นต้น (6) การท า knowledge assessment (ก) ขอให้ส ำนักงำนก ำ
Center’ to be one-stop knowledge hub for learning tools on the SDGs Thailand “rings the bell” to call for more diverse and inclusive value chains Building Confidence in the Capital Market NEWS Securities
sectors to join SEC Thailand Public Conference under the theme “Envisioning the next horizon: A way towards connected future of capital markets” ‘SDGs Resource Center’ to be one-stop knowledge hub for
executives’ knowledge,competence, honesty and working experience. Clause 2 Person intending to establish a limited company or public limited company for operating securities business in the category of venture
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for
resource that enhances Thai listed companies' knowledge and understanding of the SDGs, enabling them to incorporate the principles into business operations effectively, facilitating their information
activities in the capital market. They harm the public and investors. Over the years, we have consistently promoted public awareness and knowledge on investment scams to help the public build a self-protection