SEC’s income is derived from the application fees for the issuance and offering of securities, license and business undertaking fees, annual contribution from the Stock Exchange of Thailand. To ensure
remove limitations in the business undertaking and drive market operators to adjust for viability in the long run through, e.g. innovation of products and services and alliance/merger with strategic
juristic person established under Thai law with a main objective of undertaking the business of financial advisor, accounting advisor or legal counselor; (2) Having a specific work unit with a discrete
) dated 1 August 2017. Clause 3 In this Notification: “ function related to business operation ” means an operational function for the undertaking of securities or derivatives business or a function having
) dated 1 August 2017. 2 Clause 3 In this Notification: “function related to business operation” means an operational function for the undertaking of securities or derivatives business or a function having
) dated 1 August 2017. 2 Clause 3 In this Notification: “function related to business operation” means an operational function for the undertaking of securities or derivatives business or a function having
cases, the issuer may reach the SPT without undertaking large investment. Many investors believe that an ambitious SPT is unlikely to be achieved with “business as usual” activity, which will likely
ปฏิบัติ ตามบทลงโทษที่เสนอโดยบุคคลนั้นเอง (enforceable undertaking) 250,000 บาท ลำดับ รายละเอียดค่าธรรมเนียม ค่าธรรมเนียม (บาท/ร้อยละ) หรือได้เปิดเผยข้อมูลการดำเนินการของสำนักงาน ก.ล.ต. เกี่ยวกับการ ปฏิบัติ
specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a
as specified in the contract, or to demand the other party to enter into a contract under subsection (1) or (2). “derivatives business” means the undertaking to provide services as the following: (1) a