การอาจท า call-back client หรือ client survey เพื่อตรวจสอบว่าผู้ลงทุนที่ซื้อหน่วยลงทุน มีความเข้าใจในกองทุนรวม และเป็นผู้ลงทุนในกลุ่มผู้ลงทุนเป้าหมายที่ก าหนดหรือไม่ รวมทั้งได้รับการอธิบาย ข้อมูลจาก
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
ผิด (information for client) (8) ใชความระมัดระวังอยางสมเหตุสมผลเพื่อใหมั่นใจถึงความเหมาะสมของขอมูล การลงทุนและคําแนะนําที่ใหแกลูกคา ตลอดจนการตดัสินใจดําเนินการใด ๆ เพื่อผูลงทุน (suitability) (9
(London) Client Relations susfinance.emea@sustainalytics.com (+44) 20 3880 0193 Second-Party Opinion Tesco Sustainability-Linked Bond 2 Introduction Tesco PLC (“Tesco”, or the “Group”) is one of the world's
growth. Even though business loans are expected to receive an additional boost from public investment, retail loans will remain challenged mainly by fragile consumer confidence and household debt servicing
expand their business as criteria for consideration of their debt servicing ability, provided that clear and reliable documentary evidence is submitted. Act Exempting Tax Penalties, Surcharges and
. 3.2.2 Condition for the Recognised Representative when servicing investors (1) For servicing retail investors: (a) A Recognised Representative must be attached to a Licensed Firm in the Host Jurisdiction
. 55,131 sq.m. on 4 January 2018 and the Ready-built factory and land sale to client of 1 project, resulting in the decrease of non-current assets held for sale by THB 8 35 . 2 mm. However, during the first
the beverage dispenser (Celli counter beverage dispenser) to a client in CLMV. The Company also organized the marketing activities to educate the water quality, which is consistent with the business
interesting growth direction of business. In the 1 st quarter of 2017, the Company enabled to sell the beverage dispenser (Celli counter beverage dispenser) to a client in CLMV. The Company also organized the