Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital

Earlier, SEC had considered the amendments to the rules relating to net capital requirement for securities and derivatives business operators, and published a public hearing in 2019 which covered

service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

. These include the offer price being no less than 90 percent of the market price, and the objective not being to fund a large-scale project that requires the shareholders? prior approval. In addition, the

statements for the first, second and third quarters of 2015 to the SEC immediately.The AIE auditor?s report contained a disclaimer of opinion on the profit and loss statement, the total profits and losses, the

the issuer to support sufficient distribution to retail investors.The proposed amendments have taken into account stakeholders? opinions received from the hearing on the guiding principles conducted in

Bangkok, March 31, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing financial reporting of securities companies and derivatives business operators.? The amendment

Bangkok, November 12, 2015 ? The SEC is seeking public comments on a draft amendment to the rules on calculation and reporting of net liquid capital to better reflect the asset values and the

Bangkok, November 17, 2015 ? The SEC is seeking public comments on a draft revision to the disclosure of summarized material information (factsheet) on all types of debt securities to provide

in such high proportion, especially when it is a joint venture with foreign partner. The SEC, therefore, relaxed the regulations to attract Thai and foreign investors to invest through Thai holding