has acknowledged and accepted such investment risk; (2) monitor and revise the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary
the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary shall revise the portfolio advisory or investment strategy of program trading
Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By virtue of Section 106 o...
Microsoft Word - ลำดับที่ 34_39_สธน26-49.DOC (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company _____...
factor affecting operation as follow: 1. The solar power plant projects in Thailand recorded total electricity sales not majorly changed from the previous quarter. 2. The solar power plant project in Japan
budget for the digital and online media has been increasing continuously. This is because consumers’ behavior in the digital age has drastically changed from the past. Digital, online and internet media
location of power plant is changed, the operator will be compensated only Energy Payment (EP) but not Availability Payment (AP). Currently, it is still in the process of decision by Energy Policy and
, related business of the Company and/or subsidiaries approximately up to Baht 21.89 million. In this regard, such abovementioned utilizing plans may be changed depending on turnover, cash flow, business