firms which are holding companies whose subsidiaries are companies under (1). The rationale for the exemption is that the aforementioned companies invest in listed securities as their normal business

opportunity for investors to select products and services suitable for their personal needs.   The SEC is therefore proposing the use of single form to reduce the burdens on investors and intermediaries

Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak

12 March 2019. Currently, she does not perform duties at any securities company. In this regard, it is deemed that the approval as assistant manager or an equivalent position has lapsed since 12

One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to