> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
A. RAP and HR Planning A.0 Risk Assessment Process for Resources element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in Resources element that the firm considers as
in the investigation process. In addition, the administrative expenses had been increased as a result of a provision and an amortization of non- refundable deposits amounting to Baht 42.73 million due
Social Bond Principles Voluntary Process Guidelines for Issuing Social Bonds June 2020 Principles Introduction The Social Bond market aims to enable and develop the key role that debt markets can
Sustainability-Linked Bond Principles Voluntary Process Guidelines June 2020 Introduction Sustainability-Linked Bonds (“SLBs”) aim to further develop the key role that debt markets can play in
associates of THB 27.89 million. Progress of major debtors which is in the process of court trial and process of legal execution 1. Cases in the process of court trial: 1.1 Media Agency Thai Company Limited is
letter to seize assets according to the process. At present, it is under investigation process to find the defendant’s assets. 1.2 Muse Group Bangkok Co., Ltd. is a debtor in the Hiring Contract for Golf
offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting investors first). This has led to a better process of product
A. RAP & Client Acceptance A.0 Risk Assessment Process for Acceptance and Continuance of Client Relationships and Specific Engagement element: Firm's Reference /Guidance Notes Description 1 What are
55.98% and 56.10% respectively which is resulting from the proper management of manpower at stores and back office including the better results from the process improvement project and more staff training