and financial reports of initial public offering (IPO) and public offering (PO) companies.The proposed rules would require that the CFOs and accountants of the IPO and PO companies maintain thorough
must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to
executives of listed companies in Thailand for the duration of the legal proceedings. Meanwhile, the managerial authority over POLAR’s assets was transferred to the receiver of the Legal Execution
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
services as investment consultant and investment analyst and choosing products for investors. Moreover, providing research reports that cover ESG aspects of listed companies will urge listed companies to
companies that incorporate environmental, social responsibilities and governance factors into their business strategies and practices will lead to sustainable long-term value creation to our clients/ unit
The Provident Fund’s Name, (“The Fund”) realize our responsibilities to act in the best long-term interest of our members. In this fiduciary role, we believe that investment in companies that
, realizes our responsibilities to act in the best long term interest of our clients. In this fiduciary role, Cartica Management, LLC believes that investment in companies that incorporate environmental
SHARE : SEC amends regulations prohibiting securities issuers / listed companies from possessing characteristics of an investment company Tuesday 2 January 2024 | No. 1 / 2024 Bangkok, 2 January 2024
SHARE : SEC supports asset management companies? competitiveness Monday 12 January 2015 | No. 5 / 2015 Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their