holder as the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a
the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a fee
the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a fee
securities company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and
company licensed to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and managed by
to undertake securities business in the category of mutual fund management. “Open-end fund” means a mutual fund which accepts the redemption of investment units, established and managed by a management
which may affect the company’s credibility should it undertake fund management business, and whether the company has prepared for the operations of the branch office to be established, an operating system
or no records which may affect the company’s credibility should it undertake fund management business, and whether the company has prepared for the operations of the branch office to be established, an
facilitate customer to use service from other derivatives broker. Transitional Provisions ________________ Clause 17. In case where derivatives broker has established the full-service branch office or online
facilitate customer to use service from other derivatives broker. Transitional Provisions ________________ Clause 17. In case where derivatives broker has established the full- service branch office or online