firms made for each TSQC1 element might differ due to factors such as corporate cultures and their different strengths, we were fairly satisfied with the significant improvements observed in most aspects
. Clause 23 A mutual fund management company shall not commit by itself, connive at, or agree with another person to commit any act which causes a unitholder to obtain benefits as if a redemption payment was
portfolio managers who own the security, do they all agree on the nature and extent of the problem? } Do our firm’s clients own other securities of this company (for example, its debt instruments)? If so
of Signatory A, or [ii] which is responsible for regulating securities or derivatives activities and agree with the SEC Office on memorandum of understanding concerning consultation and cooperation and
, the lender and the borrower may agree on terms and conditions regarding collaterals different from the above rules. Clause 21 A securities borrowing and lending agreement for a short selling through a
borrower may agree on terms and conditions regarding collaterals different from the above rules. Clause 21 A securities borrowing and lending agreement for a short selling through a margin account shall
of investment behind debt restructuring; b) total amount of remaining encumbrance which the creditor agree a debtor adding later a debt restructuring (if any); c) interests income from debtor having a
transferring. Moreover, the company shall disclose additional detail, as follow: a) total amount of investment behind debt restructuring; b) total amount of remaining encumbrance which the creditor agree a
remaining encumbrance which the creditor agree a debtor adding later a debt restructuring (if any); c) interests income from debtor having a debt restructuring. (Translation) -35- (Translation) -36- 4.9