เป็นราคา ที่แน่นอน (firm quotation) หรือเป็นราคาที่อาจเปลี่ยนแปลงได้ (indicative quotation) ในกรณีที่ผู้ประกอบธุรกิจเสนอราคาซื้อขายหลักทรัพย์เป็นราคาที่แน่นอนผู้ประกอบธุรกิจ ต้องปฏิบัติดังตอ่ไปนี้ (1
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
accounting report resulting in lower number of adjustments. Firm age has a negative relationship with the number of audit adjustments in model 1 and 2. The experience gained from preparing financial statements
An incentive fee is paid as an incentive to the directors each year and is tied to the firm performance and values created for the shareholders (e.g., profitability and common stock dividend). As a
climate risk ผู้ประกอบธุรกิจฯ ควรพิจรณ physical risk และ transition risk ทังในระดับของหลักทรัพย์แต่ละรยกรทีก่องทุนลงทุน (“fund-level”) และในระดับบริษทั (“firm-level”) โดยอจอ้งอิง เกณฑ์์มตรฐนสกล เช่น Global
on the SEC website. No. Firm Name CPA Reg No. Period of Approval 1 A&A OFFICE COMPANY LIMITED NO.246 TIMES SQUARE BUILDING, 21ST FLOOR, ROOM NO. 21-01 SUKHUMVIT, ROAD 12-14, KHLONG TOEI, BANGKOK 10110
, derivatives exchange, securities clearing houses, central securities depositories, the SEC Office, and the Bank of Thailand, for the purposes of supervising and examining the financial position and risks of
general manager; (b) a person approved by the SEC Office to perform the duty in the level of controlling, supervising and managing the business unit under the Notification of the Capital Market Supervisory
online branch office; (a) the general manager; (b) a person approved by the SEC Office to perform the duty in the level of controlling, supervising and managing the business unit under the Notification of
online branch office; 8 (a) the general manager; (b) a person approved by the SEC Office to perform the duty in the level of controlling, supervising and managing the business unit under the Notification