intermediary . “institutional investor” 6 means an institutional investor under the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra High
investor under the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor. “ultra-high
) having a clear action plan which demonstrates determination for providing services of trading investment units in the long run; (6) having sufficient readiness for providing services and ensuring that
ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing
Determination of Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor . “ fund ” means a mutual fund, private fund or provident fund unless otherwise specified herein
investor,” and “high net worth investor” shall have the same meanings as the definitions of such terms specified in the Notification of the Securities and Exchange Commission concerning the Determination of
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B