regularly, at least an immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service provider or may cause violation of the
). Clause 24. In the case where it appears that the management company’s staffs violate or fail to perform in accordance with standard as specified in Clause 24 and such violation or failure to perform cause
as specified in Clause 24 and such violation or failure to perform cause the damage to the fund, management company shall reimburse such damages without any delay. Chapter 2 Transitory provision Clause
avoided, the procedures to ensure that investors are fairly and appropriately treated shall be implemented; (6) Not support, instruct or cooperate with any person to act in violation of the law on
clearly indicate whether there is a restriction to incur debt in the future or not and in case there is the restriction thereto, the consequence of violation of such restriction shall be indicated
violation or failure to perform cause the damage to the fund, management company shall reimburse such damages without any delay. Chapter 2 Transitory provision Clause 25. In the case where the mutual fund has
including all transaction cost. There are riskless arbitrage opportunities under violation of Put Call Future Parity. On the other hand, after including all transaction cost a number of riskless arbitrage
the information security incident management without delay; (3) put in place a disciplinary process to take action against any employee who has committed an IT security breach. Additional Guidelines 1