settled by the Criminal Fining Committee. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 21/02/2017
imposing a fine of 252,750 Baht on Mr. Thanit Thareratanavibool as the inquiry official requested the case to be settled by the Criminal Fining Committee. SEC Act S.300 Criminal Complaint Filed with an
Act S.199 and Section 56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 03/08/2017
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements
Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E
Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003
SET. This case is in the process of inquiry by the inquiry official. SEC Act S.199 in conjunction with 56(1) Criminal Complaint Filed with an Inquiry Official Dated 21/09/2017
submit the audited financial statement in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the reviewed financial statement
Ms. Sakun Chaiyakun Ms. Sakun Chaiyakun colluded with PFS International Consultants Co., Ltd. (“PFS”) and other alleged offenders in soliciting several foreign residents to use services and advice of
day starting from the next day of prosecution date (February 28, 2018) until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 19/09/2017