any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since
bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil
management companies.Now, SEC has drafted regulations covering various topics, such as that investment management companies must present multiple investment policies, which must also be in conformity to the
Essentially, the amendments would postpone the deadline for the licensed companies subscribing to the National Digital ID (NDID) platform to comply with the e-KYC Guidelines to 1 January 2021, one
Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views
major shareholder of both companies 3. Thanulux Plc. SPI acting as major shareholder of both companies 4. Wien International Co., Ltd. SPI acting as major shareholder of both companies 5. Pattaya
) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert
in second quarter of 2019 onwards. Shares of Profits: A massive slump in shares of profits of associated companies by THB (72.95M) or (273%) lower from last year which was solely affected by loss in
following qualifications: Being (1) securities companies having license to operate securities brokerage business or securities dealing business (which is not limited only to debt instrument dealing
securities and derivatives companies. The regulations would contribute to improved standards and appropriate practices, allowing access to important information for investment decision making. Comments and