Public Company Limited: SCB4. Two life insurance companies, namely:(1) Muang Thai Life Assurance Public Company Limited; and (2) AIA Co., Ltd.5. Four FinTech startups, namely:(1) FINNOMENA Mutual Fund
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
leading to lower operating costs. Additionally, the SEC will use RegTech for a better regulatory supervision and place high importance on cyber resilience. Strategy Two: To promote the Thai capital market
term of three years, instead of the previous two-year term to ensure continuity of the SET operation;(4) Enhancing competitiveness of the capital market: For example, the SET Board of Directors has
Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The
Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
such other businesses in general in compliance with the current regulations; (2) If other businesses have a high investment value as specified by the rules, they would be classified into two
working closely with the auditors through discussions and two-way communications together with adequately dedicating time to confer with auditors. The seminar materials are available at https
people, we believe that the quality of researches will be continually elevated. In this coming August, Thammasat University will present two research papers concerning tracking debentures for investment in