framework with the belief that the business sector being driven by the framework of the guiding principles will be strengthened in the management of operational risk. More importantly, the operations of

ตั้งแต่ปี 2565 เป็นต้นมา เมื่อเดือนพฤศจิกายน 2565 IOSCO ได้ออกรายงาน Thematic Review on Liquidity Risk Management Recommendations (FR13/22) เพื่อเผยแพร่ผลการประเมินความพร้อมเกี่ยวกับการจัดให้มีหลักเกณฑ์

requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai

able to adopt the Taxonomy as a reference tool for making policy or strategy, access green funding, and manage the opportunity and risk relating to the environment and climate change scenarios. Lastly

(IFA) opined that the shareholders should not approve the transaction for several reasons. First of all, it is an investment in high risk assets and the uncertainty of debt repayment could significantly

certain aspects that investors should consider when making an investment decision, for example, risk of receiving lower than expected returns or reaching the target later than schedule. It is advisable

, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together

non-performing loans, which is a strength area of the company whereby the fund structure is suitably maintained. In addition, JMT Plus business is still in an early stage and exposed to a default risk

varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure

diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high