- - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period take 45 days and 30 days respectively. Observation and consideration period take
audit quality when notified by the SEC Office; 3. I consent to prepare and deliver information or evidentiary documentation as required by the SEC Office, no matter if such information or documentation is
notified by the SEC Office; 3. I consent to prepare and deliver information or evidentiary documentation as required by the SEC Office, no matter if such information or documentation is the audit firm’s or
financial statements by May 27, 2015. AIE was also required to clarify the auditor?s inquiries on cost of sales and inventories by May 12, 2015. The SEC received AIE audit committee report concerning the
action procedures, designating responsible persons and reporting the event. An audit of system security is also required as well as digital forensic investigation in case of any event affecting the
. Pursuant to the amended rules, the approval process is now divided into two steps, namely: (1) examining the qualifications and appropriateness of the required work systems according to the application
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
investment decision making, summarized business information and key financial conditions of the foreign banks as well as legal issues are required; for example, debt securities holders may not be able to
Pursuant to the Ministerial Notification concerning Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA