broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
Normal Approval Applicant’s personal record and firm’s profile Instruction a. If there is insufficient space for any section of the form, you may photocopy the relevant page(s) and submit as part of
approval of the SEC Board in the event that the operation and management of the listed company may materially affect the benefit of the public, the company or the shareholders, and that other normal channels
accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from
efficiency to the capital market, support the New Normal, increase competitiveness and strengthen the whole country's economy. Under the said cooperation, SEC will consider nominating qualified persons for the
a means of imparting financial and investment knowledge to the public apart from the businesses’ normal operations. Such activities were conducted in various formats, including production and
normal course of business outside the digital asset exchange. Additionally, 1000X has http://market.sec.or.th/public/idisc/en/Enforce < < Previous First 1 2 3 4 Next