unless the applicant qualifies all of the following conditions, such applicant may not appoint the financial advisor to jointly prepare the application: (1) having license to undertake securities business
under the law governing securities and exchange but excluding a securities company licensed to undertake securities business in the category of mutual fund management; (c) other financial institution
assigned by the executive committee or the chief of executive committee to undertake necessary action concerning the Entire Business Transfer and Securities Allocation Transaction, including entering into an
have been established to ensure that we can undertake proactive risk management in all facets of the relationship. 4 Emerging Risks Description of Risks Potential Business Impact of the Risks Mitigating
. Such forward-looking statements speak only as at the date of this document, and the Company does not undertake any duty or obligation to supplement, amend, update or revise any such statements. The
performance. Actual results may differ materially from information contained in these forward-looking statements as a result of a number of factors. We do not undertake to update our forward-looking statements
are not a guarantee of future performance. Actual results may differ materially from information contained in these forward-looking statements as a result of a number of factors. We do not undertake to
required to undertake the following: (1) to disclose the Information Memorandum of the Transaction as detailed in Attachment 1 in accordance with the Acquisition and Disposal Notifications and the Connected
247-4 to the Office of the Securities and Exchange Commission (the “SEC”), and make a tender offer for all securities in TBSP, including undertake any other actions pursuant to the Takeover Notification
offer in Form 247-3 and an offer document in Form 247-4 to the Office of the Securities and Exchange Commission (the “SEC”), and make a tender offer for all securities in TBSP, including undertake any