เงินกองทุนสภาพคล่องสุทธิ (NC) 19 4. เกณฑ์เกี่ยวกับ Onboarding : KYC/Single form 23 5. เกณฑ์เกี่ยวกับการลงทุนในผลิตภัณฑ์สกุลเงินตราต่างประเทศ 34 6. เกณฑ์อ่ืน ๆ เกี่ยวกับการประกอบธุรกิจ 38 ศูนย์ One Stop

protect the client ’s assets and comply with the specific Notifications stipulating about arranging, safeguarding and administration of the assets; (b) in case any law stipulates that the client ’s assets

client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the

client’s asset which is under the following rules: (a) in case the client’s assets have been in custody of the intermediary, the administrative system shall be provided adequately in order to protect the

provide services that fit the criteria of Critical Information Infrastructure Organizations (CII Organizations), including the financial and banking sector, are required to have in place measures to protect

appropriate and shall be the maximum benefit to the Shareholder. 5. Warrant of Directors In the event where any director of the Company fails to perform his/her functions with integrity and due care to protect

investor is appropriated. 6. Warrant of Directors In the event where any director of the Company fails to perform his/her functions with integrity and due care to protect the Company’s interests from this

_ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 No OCMSET/6106/002 (Translation) June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue of the Resolution of the...

ความเสี่ยงที่มีโอกาสเกิดขึ้นและวางระบบควบคุมเพ่ือป้องกันความเสี่ยงที่อาจมีโอกาสเกิดขึ้น (protect) เพ่ือสามารถตรวจจับสิ่งบ่งชี้ความผิดปกติ (detect) ได้อย่างรวดเร็วและแก้ไขหรือหยุด ความเสียหายได้ทันที 12.2

.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...