Rules in Detail related to Proprietary Trading of Intermediaries
companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in
. “ exchanging in-kind ” means entering into the following transactions with a management https://publish.sec.or.th/nrs/5625pe.doc 6330pe.doc UNOFFICIAL TRANSLATION (SEC logo and contact information) 8 August 2014
) being a loan for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country
for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country where such
Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2)