. SEC Act S.307 308 311 in conjunction with 315 Criminal Complaint Filed with an Inquiry Official Dated 20/04/2017
to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017
of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017
Mr. Anurag Thareratanavibool Between 2014 and 2015, Mr. Anurag Thareratanavibool, former chief executive officer of AI Energy Public Company Limited (“AIE”), together with Mr. Noppol
Mr. Noppol Thareerattanavibool Between 2014 and 2015, Mr. Noppol Thareerattanavibool, former director and Accounting and Finance director of AI Energy Public Company Limited (“AIE”), together with Mr
settled by the Criminal Fining Committee. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 21/02/2017
imposing a fine of 252,750 Baht on Mr. Thanit Thareratanavibool as the inquiry official requested the case to be settled by the Criminal Fining Committee. SEC Act S.300 Criminal Complaint Filed with an
Act S.199 and Section 56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 03/08/2017
submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in IEC’s failure to submit the audited financial statements
Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E