Bangkok, April 8, 2015 ? The Capital Market Supervisory Board approved regulations on payment of bounty to the informer as well as payment of gratuity to the arrestor in cases where fine is imposed
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, August 17, 2015 ? The SEC urges shareholders of Gunkul Engineering Public Company Limited (GUNKUL) to study the information and exercise their voting rights on the investment in a solar
The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
As SEC has made an amendment to Section 185 of the Securities and Exchange Act, effective 17 April, the amended Section stipulates that SET-member securities companies are able to trade listed
Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and
Bangkok, March 20, 2015 ? The SEC urges shareholders of EMC Plc. (EMC) to study information and exercise voting rights, at the upcoming EMC shareholders? meeting on March 25, 2015. EMC proposed to
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online