ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing
Determination of Definitions of Institutional Investor, Ultra-High Net Worth Investor and High Net Worth Investor . “ fund ” means a mutual fund, private fund or provident fund unless otherwise specified herein
investor,” and “high net worth investor” shall have the same meanings as the definitions of such terms specified in the Notification of the Securities and Exchange Commission concerning the Determination of
determine the currency conversion, as well as the basis for that determination. 7. Where not all of the debt securities being offered are guaranteed, provide a statement for a non-guaranteed portion. B
Commission governing the determination of factors for considering the severity of prohibited behaviors of applicants seeking an approval or persons granted such approval to act as a private fund manager. The
governing the determination of factors for considering the severity of prohibited behaviors of applicants seeking an approval or persons granted such approval to act as a private fund manager. The provisions
3 of Derivatives Act B.E. 2546 (2003) and the notifications of the SEC related to additional determination of type of juristic person classified as institutional investor. (4) “derivatives exchange