details on the evidence list. Besides, the Law requires only the procedure for taking evidence by the plaintiff and the defendant, i.e., the sequence of examination, cross-examination and re-examination. In
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as
details on the evidence list. Besides, the Law requires only the procedure for taking evidence by the plaintiff and the defendant, i.e., the sequence of examination, cross-examination and re-examination. In
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as
authorities of each level of employees related to the register of securities; (b) management and storage of the register of securities and related securities certificates; (c) examination of the internal system
significantly inconsistent with their financial condition. In some other cases, he failed to instruct an in-depth examination of the clients? transactions as should have normally been done in other normal cases
, 2011 SEC OPEN MEETING: DODD-FRANK ACT AMENDMENTS TO THE INVESTMENT ADVISERS ACT Allocation of Responsibilities Between the SEC and the States In acknowledging the Commission's limited examination
. Personally, I would be pleased and thankful for public monitoring, examination, and evaluation of my work as the SEC Secretary-General. All feedbacks and suggestions are welcomed as part of our mutual efforts
sincerely, Mr. Wit Tantiworawong Senior Executive Vice President
. In 2017, an increase of 230 million baht in specific business tax came from due to the recognition of higher income. Please be informed accordingly. Yours sincerely, Mr. Wit Tantiworawong Senior