Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow
In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate
regulations to improve fund management efficiency and offer a wider range of investment choices to members. The revision also includes provisions for a central registrar to facilitate employers and employees
service as a direct channel for reporting investment scams and frauds. The public can call the SEC Hotline 1207, extension 22, or send whistleblowing tips or scam reports through the SEC website at
lands to securities. In this regard, in January 2024, the SEC Board and the Capital Market Supervisory Board (CMSB) approved in principle the issuance of regulations to facilitate the use of an investment
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P.T.RESEARCH Co.,Ltd. Website: www.kimston.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)
FBS Markets Inc. Website: www.fbs.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Ascot Global Trading Website: www.ascotfx.com : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2012)
U.S.ADVANCE Co.,Ltd. Website: www.winstarasia.com : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2013)