business efficiently. Such personnel must possess suitable knowledge, competency, and experience, as prescribed in Clause 8 and Clause 10 of the SEC Notification No. Kor Thor. 19/2561; (3) Establish a
for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the SEC to suspend functioning as appraisal company in capital market or being under the
association between Thai investor cluster membership and their financial literacy. Thai investor clusters differ considerably in their financial literacy such that modern investors tend to possess financial
will keep the list update. In some cases, the name of unlicensed business may bear resemblance or possess similarity to one another; however, they may be or may be not related. Investor Alert Please
aims to check whether clients possess or have borrowed securities before placing selling orders in compliance with relevant regulations. In any case, the SEC will apply stricter inspection and review of
system of the Office. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the
system of the Office. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the
. Clause 12. The securities company to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the qualifications as
derivatives broker to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the qualifications as prescribed in Clause 4(1
derivatives broker to be approved to establish a branch office in foreign countries according to Clause 11 shall possess the following qualifications: (1) possess the qualifications as prescribed in Clause 4(1