including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal
sufficient personnel to be able to operate the investment advisory service business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.115 Criminal Complaint Filed with
(revised 2017), regarding Property, Plant and Equipment has prescribed for the businesses to be able to choose the accounting policy for property, plant and equipment appraisal between the cost basis and the
view to elevate Thai asset management companies (“AMCs”) competitiveness in the international arena while broadening cross-border investment channels and product choices for investors in both markets
investment that the Company has deposited with the financial institution. After the Company grants the loan to JAS, the Company shall still be able to maintain a sufficient amount of working capital. 7
MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a view to elevate Thai asset management companies (“AMCs”) competitiveness in the international arena while
keep confidential the Username and the Password of Company Account. In the event that any other persons know and are able to log into Company Account, the SEC Office shall not be liable for any damage
Password of SEC Account. In the case where other persons know and are able to log into SEC Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any
Applicant has specified in the Application Form; 4. The Applicant shall keep confidential the Username and the Password of SEC Account. In the case where other persons know and are able to log into SEC