investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent
and investment, in order to become quality investors and fundraisers. Investors will experience how to be quality investors, who are able to uphold the responsibility regarding their own finance and
and intellectual property while preventing potential brand impersonation. This collaboration marked a significant step forward in equipping the industry with tools and knowledge to uphold trust and
with accountability by using knowledge, skill, experience and prudence as usually required from the person of same profession and to uphold professional code of ethics of a financial advisor; (2) to
public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following information: (1) list of name of persons who
process, securities company shall monitor public and media releases as well as establish and maintain databases or put in place procedures so as to gain access to external databases on the following
Independent Audit Regulators (IFIAR) to uphold the standards of audit quality globally.About ACRA The Accounting and Corporate Regulatory Authority (ACRA) is the national regulator of business entities and