improvements on quality controls of audit firms with only few exceptions where the remedies of some deficiencies are unavoidably time-consuming due to the need to adjust the firms’ audit manuals and staff
responsive of that development and aiming for Thailand to be the capital market powerhouse of emerging Asia, the Securities and Exchange Commission of Thailand (“SEC”) has focused on sustainable improvements
overall performance of the subsidiaries has been uplifted by operational efficiency improvements in various areas. In order to meet consumers’ expectations, the company continued to embrace the need to
business. In IRSL, improvements have been made on increasing capacity utilization, improving operational efficiency, consistent product quality and expanding customer base. Capacity utilization increased
continuously encouraged and monitored the improvements of both the quality of audit firms and that of individual auditors and we have noted that auditors and audit staff who belong to audit firms with effective
contained significant improvements in the clients’ operating results – the information likely to increase the securities price of the clients’ companies. Such insider trading of securities and derivatives was
Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the
Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the
upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the qualification as specified in Clause 4 and notify the
office to full-service branch office provided that on the date the derivatives broker upgrades its branch, it meets the qualification as specified in Clause 4 and notify the details of the upgrading to the