were sufficient and effective as a quality control measure. In today’s complex business environment and with even more complicated business transactions, sufficient supervision by highly experienced
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
) หรือการจดัใหมี้วธีิการในการใหสิ้ทธิผูล้งทุน cancel หรือ unwind ตราสาร โดยผูอ้อกหลกัทรัพยส์ามารถหกัค่าใชจ่้ายท่ีจ าเป็นตามสมควรจากเงินท่ีตอ้งช าระคืนผูล้งทุน ได ้ (post-sale cooling-off period) เป็นตน้ 11
ตราสารได้ในราคาท่ีไม่เหมาะสม ในส่วนของการลงทุนในสัญญา IRS คือ ความเสี่ยงท่ีไม่ สามารถปิดสถานะ (Unwind) ของสัญญาก่อนครบกำหนดอายุของสัญญาได้ หรือไม่สามารถปิดสถานะ (Unwind) ของสัญญาได้ในราคาท่ี เหมาะสม โอกาส
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes ; (3) investment units of a mutual fund whose returns calculation is made in a complicated way (complex
mutual fund whose returns calculation is made in a complicated way (complex return fund); (4) investment units of a mutual fund whose net exposure in commodities is made through its investment in commodity
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way
countries with high grid emissions can be higher than for ICE vehicles. Incorporating this issue into Standard criteria for private vehicles would be complicated by having to account for grid emissions in not