Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform
must not have untrustworthy characteristics and must perform fiduciary duty; 4. Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening
pay 500,000 baht, and (13) Praphol to pay 22,782,360 baht. In addition, the civil sanctions have caused 12 ordinary person offenders to have untrustworthy characteristics of director or executive of
) The Notification of the Securities and Exchange Commission No. KorJor 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market
persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other qualifications, such as not having prohibited characteristics, not being involved in illegal
=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company
); investing in leasehold contracts. The REIT will lease https://www.sec.or.th/EN/Pages/LawandRegulations/RealEstateInvestmentTrust.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record
/LawandRegulations/RealEstateInvestmentTrust.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or