reasonable. 8. The nature and extent of the interest of the connected persons in the transaction : -Non- 9. In this Business Size has not over 1 million baht but over than 0.03% of NTA value of the company, So
extent of the interest of the connected persons in the transaction : -Non- 9. This transaction allows to standard of receiving and selling of assets. In this schedule the company sold out the investment
- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
) the controlling persons of the applicant shall not have any of the untrustworthy characteristics under the Notification of the Securities and Exchange Commission concerning the Determination of
appeared to the SEC Office that any person possessed prohibited characteristics of Group 3 more than 10 years or such fact is not severe to the level of untrustworthy or credibility for being an appraisal
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
non-prosecutorial order or the court has passed the final judgment to dismiss the case, it shall not be deemed as having untrustworthy characteristics); (b) It has not yet surpassed the three-year
take further action in accordance with the law. The criminal complaint inures that the accused is considered to be untrustworthy characteristics of the securities issuing companies and listed
Criminal Fining Committee thus fined him 500,000 baht.Such fine penalty has caused him to possess untrustworthy characteristics of directors and executives of securities issuers and listed companies. The SEC
on 23 August 2018. **According to Clause 3 (2), Clause 5 (2) and Clause 6 (2) of the Notification of the Securities and Exchange Commission No. Kor. Jor. 3/2560 Re: Determination of Untrustworthy