23 offenders are deemed to have untrustworthy characteristics of director or executive of any securities issuing company and listed company. ___________________________ * Pursuant to the

have untrustworthy characteristics of director and executive of securities issuing companies and listed companies.* SEC will take this matter into consideration when such persons take the position of

possess untrustworthy characteristics of company directors and executives from the date of being named throughout the period of the criminal complaint and legal action.**In any case, filing the criminal

Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds

Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.  

connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they

penalties under Section 296 of the SEA. He agreed to enter the criminal fining process and paid a fine of 4,333,480.50 baht.In addition, the criminal fine has caused Assavin to have untrustworthy

against them with the DSI for further legal proceedings.During the legal proceedings, {A} and {B} are deemed as having prohibited characteristics of capital market personnel and untrustworthy

must be within the scope agreed by the clients in advance, in order to expand the service scope of the business operators and meet the investors’ requirements in a more comprehensive and convenient

accounting principles. Moreover, the auditor was unable to find sufficient supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the PICNI management in various