president finance and account of PRO (currently-Chairman of the executive committee (Acting)), made incorrect and inaccurate accounting records from Q2/2006 to Q1/2009 concerning loans to other parties

Technology (1999) Plc., (PRO), together with Mr. Sinsathien Aimpoolsub, ex-director and executive, made incorrect and inaccurate accounting records from Q2/2006 to Q1/2009 concerning loans to other parties

and Mr. Kriengkrai Lertsirisamphan, while being vice president finance and account of PRO (currently-Chairman of the executive committee (Acting)) to make incorrect and inaccurate accounting records

Technology (1999) Plc., and Mr. Kriengkrai Lertsirisamphan, while being vice president finance and account of PRO (currently-Chairman of the executive committee (Acting)) to make incorrect and inaccurate

false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1

Mr. Somchit Bosereewong Mr. Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA) proceeded or permitted another to falsify the company's documents and accounts and make false

Asia Corporation Public Company Limited (“MLINK”), disclosed false statement by denying the news about MLINK’s capital increase to the Stock Exchange of Thailand with the intention to mislead the public

Mr. Rapi Pinijchob On November 23, 2014, Mr. Rapi Pinijchob, the former managing director, responsible for the operation of Rasa Property Development Public Company Limited (“RASA”), disclosed false

Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. dishonestly deceived the investors by asserting false statements in order to induce the investors to believe that the

Miss Keswarang Sawatdipan Miss Keswarang Sawatdipan dishonestly deceived the investors by asserting false statements to make invetors believe that she was licensed to operate a derivatives business