transaction or material undertaking; (d) having withdrawn an application for approval of an offer for sale of newly issued securities without giving any clarification to the SEC Office regarding any matter
covering-up, concealment or creation of fictitious information that may not have existed in a transaction or material undertaking; (d) having withdrawn an application for approval of an offer for sale of
withdrawn retroactively from bonds certified under earlier versions of the Criteria. 2 Assets and Projects in Scope 2.1 Assets in scope Table 1 presents use of proceeds that might be included in a Certified
, include a statement that the person has given, and has not withdrawn, his written consent to being named in the registration statement or provide signing off by such person. F. Documents for Public
preparing the registration statement is named in the registration statement, include a statement that the person has given, and has not withdrawn, his written consent to being named in the registration
in the particulars or a material activity; (d) having withdrawn an application for an offer for sale of newly issued securities without clarifying a suspicious ground under (b) or (c) to the SEC Office
Market Act B.E. 2550 (2007) as specified on the list attached hereunder; (4) being a person whose name the SEC Office has been rejected to put in or has been withdrawn from the database as for directors
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
Office has been rejected to put in or has been withdrawn from the database as for directors and executives of securities issuing companies as a result of lacking trustworthiness for being director and