made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
management, etc. 22 The eligible courses must meet any of the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2
the following conditions and have been passed for not more than 2 years as of the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC
accepted by the Anti-Money Laundering Office. As a result of the application rejection, Coin Asset, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on
on August 17, 2017, approving for submission of the final offer to make a bid for 30 MW solar farms. In the event of the final offer is accepted by the Seller, the Board also approved for negotiation
significantly in the past years. The above actions will boost six strategic moves set out in the strategic plan, comprising (1) attaining high regulatory standards on par with internationally accepted standards
implements good governance, is accepted by its members, and is able to bring about the growth of their investment that would lead to sufficient retirement income for their employees. The management model of
Kornyachath as capital market business personnel for 10 years, starting from 9 December 2016. A re-entry application will not be accepted until the revocation period ends. ____________________ * Violation of
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient