who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.  

any country or any sector. For example, a higher-than-80-percent concentration in any sector would represent high risk. In addition, a risk warning statement would have to be printed on the cover of

bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt

Capital Market Business (No. 7) dated 30 August 2017.   **  Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex

having medium to high risk level without  principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete

-increase shares or subordinate bonds, and to refrain from making business expansion or further investments in high-risk instruments.   On December 12, TSFC sent a letter informing the SEC that the company?s

เทคโนโลยี พัฒนาการตลาด 351,000 - 37 งานสัมมนาให้ความรู้ด้านเทคโนโลยีทางการเงิน (FinTech Forum) 100,000 - 38 การจัดท าหลักเกณฑ์เพ่ือรองรับ Investment scheme for innovative risky assets 81,000 - 2/3 หน่วย : บาท

รน าไปใช้ ตัวอย่างรูปแบบธุรกิจแบบใหม่ - ให้ความรู้แก่พนักงานเก่ียวกับ technology ใหม่ๆ ความเส่ียง และ โอกาสท่ีเก่ียวข้อง 38 การจัดท าหลักเกณฑ์เพ่ือรองรับ Investment scheme for innovative risky assets

the amount of Baht 33.52 million as a result of the deduction in net retention and portion of high risk products. However, claim incurred net of reinsurance recovery, commission and brokerage expenses

deduction of earned premium net of reinsurance and commission and brokerage income totaling Baht 32.97 million as a result of the deduction in net retention and portion of high risk products. 2. Operating