management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also
. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
_______________________________________________________________________ Part D: Trustee/ Fund Supervisor 22) Name of Trustee/ Fund Supervisor: _______________________________________________________________________ Address of registered office
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver the mutual fund’s accounts and related documents to the liquidator
the mutual fund’s accounts and related documents certified by the management company, and arrange for the fund supervisor to deliver 2 the mutual fund’s accounts and related documents to the liquidator
mutual fund scheme; (2) name of the management company; (3) name of the mutual fund supervisor; (4) name of the unitholder registrar of mutual fund; (5) type, objective and maturity period of mutual fund
Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi https://www.sec.or.th/EN/Pages/MarketData/FundSupervisors.aspx English (United States